Finally, the Federal Act on Financial Services of 15 June 2018 (“ FinSA”, SR 950.1) governs, among other aspects, the sale of financial instruments to clients in Switzerland. In addition, a number of guidelines of the Asset Management Association Switzerland (“ AMAS”) have been recognised as a minimum standard by FINMA. The AMAS self-regulation and certain template documents provided by the association are currently undergoing substantial revisions in connection with the lapse of transitional periods under the FinIA and FinSA as of the end of 2021. Investment companies that are incorporated as a Swiss corporation and that are either listed on a Swiss stock exchange or restricted to qualified investors (within the meaning of the CISA) do not fall within the scope of the CISA.
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